Compliance Audit
We confirm the financial, administrative, economic and other operations of a company, to establish that they have been carried out in accordance with the legal, regulatory, statutory and applicable procedures; with the purpose of determining if the procedures used and the internal control measures are in accordance with the norms that are applicable to it, and if the procedures are operating in an effective manner and are adequate for the achievement of the objectives of the organization.
We focus on the effective execution of obligations, against the guarantee that the company complies with the legal frameworks that regulate it.
Scope:
-Monitor legal regulations and ensure that operating procedures are designed to comply with regulations.
-Establish and apply appropriate internal control systems.
-Develop, publicize, and comply with the code of business conduct.
-Ensure that employees are properly trained and understand the code of business conduct.
-Ensure compliance with the code of conduct.
-Hire legal advisors to cooperate in the monitoring of legal requirements.
-Maintain a compendium of the important laws that the entity has to fulfill within its particular industry.